Industry

Industry moves this week

Raymond James names a new head of investment strategy, while iA shakes up its executive team

By Katie Keir |May 16, 2023

2 min read

Risk of shock to financial system down, but concerns linger: Bank of Canada survey

Risk management experts cited high inflation, quantitative tightening and cyber attacks as potentially contributing to shocks

By The Canadian Press |May 15, 2023

1 min read

Rep used fake account, loans to steal from client

Former fund rep fined, banned by regulators for misappropriation

By James Langton |May 12, 2023

2 min read

FINRA to firm: Get out!

SRO expels brokerage over widespread regulatory violations

By James Langton |May 12, 2023

2 min read