Industry

Financial Horizons acquires MGA

S&V Planning Corporation, a Victoria, B.C.-based MGA, has joined forces with Financial Horizons Inc.

By Staff |November 4, 2014

1 min read

Former MFDA rep banned, fined $250,000

A hearing panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada has issued a Reasons for Decision document.

By Staff |November 4, 2014

1 min read

SEC charges 2 Canadians with penny stock fraud

The SEC has charged a pair of Canadian citizens with conducting an international microcap fraud scheme by stockpiling shares in a coal mining company and funding a multi-million dollar promotional campaign to hype the stock while simultaneously dumping their shares and routing the proceeds through offshore accounts.

By Staff |November 4, 2014

2 min read

Volatility means opportunity

Help clients take advantage of volatile markets.

By Melissa Shin |November 4, 2014

2 min read