Industry

Tax changes push Mackenzie to alter fund

The fund can no longer rely on character conversion transactions to provide investors exposure to money market investments.

By Staff |September 19, 2014

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IIROC republishes 2015-2016 CRM2 amendments

IIROC is republishing for further public comment revised proposed amendments to Dealer Member Rule 200 and Form 1 (collectively the IIROC 2015 and 2016 CRM2 Amendments) to address remaining regulatory objectives identified under the Client Relationship Model project.

By Staff |September 19, 2014

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Hundreds of UBS clients fess up to hiding assets offshore

CRA’s been cracking down on Canadians hiding assets offshore, and its efforts are paying off. Over the past year, thousands have used the Voluntary Disclosure Program to fess up, reports Bloomberg. Clients of UBS make up a significant portion of this group.

By Staff |September 19, 2014

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IIROC republishes remaining CRM reforms

IIROC has republished for further public comment the amendments in its Client Relationship Model (CRM) initiative, scheduled to take effect over the next two years.

By Staff |September 18, 2014

1 min read