Industry

SEC could change how small-cap stocks are traded

A U.S. pilot program will attempt to improve market quality for small-cap stocks by changing how much traders can bid and ask for the securities.

By Staff |August 27, 2014

2 min read

Buffett to gain from Tim Hortons deal

Buffett is helping Burger King buy Tim Hortons.

By Staff |August 26, 2014

1 min read

Help students stretch income

Students are 18% likely than their parents’ generation of students to use a part-time job during the school year to pay for discretionary spending, finds TD.

By Staff |August 26, 2014

2 min read

FINRA fines Citigroup Global Markets for best-execution violations

FINRA has fined Citigroup Global Markets Inc. $1.85 million for failing to provide best execution in approximately 22,000 customer transactions involving non-convertible preferred securities, and for related supervisory deficiencies for more than three years. FINRA also ordered Citigroup to pay more than $638,000 in restitution, plus interest, to affected customers.

By Staff |August 26, 2014

2 min read