Industry

UPDATED: FINRA floats new reporting system Fallback Image Decorative pattern

Industry

UPDATED: FINRA floats new reporting system

The Financial Industry Regulatory Authority (FINRA) issued a Regulatory Notice soliciting comment regarding a proposal called Comprehensive Automated Risk Data System (CARDS).

By Staff |December 23, 2013

2 min read

Shareholders launch investigation of Barclays Fallback Image Decorative pattern

Industry

Shareholders launch investigation of Barclays

Cross-border law firm Morganti Legal, P.C. is investigating whether Barclays plc misled investors about its investment quality between July 2007 and June 2012.

By Staff |December 23, 2013

1 min read

Quirkiest stories of 2013 Fallback Image Decorative pattern

Industry

Quirkiest stories of 2013

Check out some of our funniest stories of 2013.

By Staff |December 23, 2013

1 min read

Great-West Life ordered to pay $528,000 for agent’s fraud Fallback Image Decorative pattern

Industry

Great-West Life ordered to pay $528,000 for agent’s fraud

Great-West Life has been ordered by a court to pay a Manitoba couple $528,000 after one of its agents took their life savings, reports CBC.

By Staff |December 20, 2013

1 min read

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