Industry

Fellows of FPSC announced

The Financial Planning Standards Council has announced its 2013 Fellows of FPSC.

By Staff |August 1, 2013

1 min read

SEC amends financial responsibility rules for broker-dealers

The Securities and Exchange Commission today announced the adoption of amendments to the net capital, customer protection, books and records, and notification rules for broker-dealers.

By Staff |August 1, 2013

1 min read

Canadians continue to struggle with debt

Some Canadians carrying debt believe they'll never be debt-free.

By Staff |July 31, 2013

1 min read

SEC charges two in Spain with insider trading

The Securities and Exchange Commission today charged a former high-ranking official at Madrid-based Banco Santander S.A. and a former judge in Spain with insider trading based on non-public information about a proposed acquisition for which the Spanish investment bank was acting as an advisor.

By Staff |July 31, 2013

3 min read