Industry

Sharpen your prospecting skills

Reeling in new clients is always top-of-mind, and every advantage counts. How good are you at the timeless art of prospecting?

By Staff |April 10, 2013

2 min read

Industry

SEC charges employee for leaking trading tips

The SEC has charged a former employee at a California-based medical device manufacturer with illegally tipping confidential financial data to her brother, who illegally traded in the company’s stock and enabled his hedge fund clients to do the same. The SEC alleges that ThanhHa Bao, who worked in the finance department at Abaxis Inc., regularly […]

By Staff |April 10, 2013

2 min read

Industry

Get involved in client’s pension planning

In the Canadian psyche, the RRSP has become synonymous with retirement. So much so, that most folks forget to factor in other sources of pension, which make up a significant part of their retirement incomes — in many cases more than their personal savings.

By Kanupriya Vashisht |April 10, 2013

4 min read