Industry

Chinese firm pays $1 million to settle accounting violations

The SEC has charged a China-based petrochemical company and its former chief financial officer with accounting and disclosure violations.

By Staff |March 1, 2013

3 min read

MSCI vs. FTSE: They’re not the same index

Vanguard’s shift away from MSCI indexes has a lot of ETF investors asking key questions.

By Caroline Cakebread |March 1, 2013

2 min read

Add alternatives to client portfolios

Despite recent strong performance on the equity front, restricting investments to traditional asset classes is unlikely to be a viable option for clients looking for high returns and a steady income flow. Use these articles to brush up on your knowledge of alternative investments and how they can fit into your clients’ portfolios.

By Staff |March 1, 2013

1 min read

Assistant busted for ripping off advisors

An IIROC panel says Jordan Rocco Steel misappropriated approximately $40,000 from two investment advisors.

By Staff |March 1, 2013

1 min read