Industry

IIROC hands down $25,000 fine

Following a penalty hearing held on December 20, 2012, a hearing panel of the Investment Industry Regulatory Organization of Canada (IIROC) imposed the following penalty on David Hoang: A fine in the amount of $25,000.

By Staff |February 5, 2013

1 min read

Reduce employees’ financial stress

Your employees may be stressed about their personal finances.

By Staff |February 5, 2013

1 min read

U.S. stocks on fire, economy expanding

If you’re an equity investor, you can’t complain about stock performance in January. Most major international markets rallied and posted very impressive returns. The Dow broke through 14,000 and the S&P 500 broke through 1500 for the first time since 2007.

By Gareth Watson |February 5, 2013

3 min read

DundeeWealth appoints Jalasjaa head of retail advisory network

DundeeWealth has announced the appointment of Tuula Jalasjaa as the company’s new managing director and head, DundeeWealth Retail Advisory Network, effective immediately. Jalasjaa takes over for Richard McIntyre, who has taken a new role as managing director and head, Scotia Private Client Group.

By Staff |February 4, 2013

1 min read