Industry

OSC adopts amendments to fee model

The OSC has set its funding model for the next three fiscal years.

By Staff |December 20, 2012

3 min read

Canada losing steam: Desjardins

Financial markets are still sensitive to any unexpected event.

By Staff |December 20, 2012

2 min read

SEC revokes registration of Toronto broker

The Securities and Exchange Commission (SEC) has charged a Toronto-based brokerage firm and its top two executives for failing to supervise overseas day traders who used the firm’s order management system to engage repeatedly in a manipulative trading practice known as layering. In layering, a trader places orders with no intention of having them executed […]

By Staff |December 20, 2012

4 min read

GrowthWorks defends management fees on flailing fund

After being frozen out for 13 months, shareholders of GrowthWorks Canadian Fund might finally get some money back.

By Renée Alexander |December 20, 2012

4 min read