Industry

Branch manager fined, suspended over supervision

On March 20, 2012, an IIROC hearing panel accepted a settlement agreement between IIROC staff and David Wilson Murdoch.

By Staff |April 4, 2012

1 min read

BMO takes Canadian Large Cap fund in-house

BMO Investments has announced that BMO Asset Management Inc. will take over the management of the BMO Guardian Canadian Large Cap Equity Fund, effective on or about June 8, 2012, replacing Guardian Capital LP.

By Staff |April 4, 2012

1 min read

IIROC seeks to educate accredited investors

The Investment Industry Regulatory Organization of Canada (IIROC) has produced an educational webcast to provide insight into issues related to accredited investors.

April 3, 2012

1 min read

Sprott launches two new funds

Sprott Asset Management has launched two new funds, Sprott Enhanced Equity Class and Sprott Enhanced Balanced Fund.

By Staff |April 3, 2012

1 min read

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