Industry

Court-appointed counsel says there’s no legal basis to treat Bridging investors differently

A hearing next month will examine whether certain investors are entitled to priority claims

By James Langton |October 24, 2022

2 min read

FINRA launches high-tech rulebook

Initiative aims to streamline compliance, facilitate automation

By James Langton |October 21, 2022

1 min read

Industry moves this week

Leadership veterans joining the IIAC's group of advisors include big hitters like Rick Annaert, Steve Donald and Steve Geist

By Katie Keir |October 21, 2022

2 min read

Advisor recruitment evolves to suit client needs

More firms are also emphasizing training

By Todd Humber |October 21, 2022

4 min read