Industry

Large cap growth managers on top in Q4

New data from the Russell Active Manager Report shows Canadian large cap growth managers in Canada gained 11.1% in the final quarter of 2010, their highest return since the first quarter of 2009. This also beats the S&P/TSX Composite Index’s return of 9.4% and the median value manager’s return of 9.1% during the same period. […]

By Staff |February 2, 2011

4 min read

MFDA accepts settlement with Victor Lee

A settlement hearing in the matter of Victor Raymond Fook Seng Lee (the “respondent”), the former president, chief executive officer and chief compliance officer of Laurier Capital Planning Inc., was held today in Calgary, Alberta before a hearing panel of the MFDA’s Prairie Regional Council. The hearing panel accepted the settlement agreement between MFDA staff […]

By Staff |February 1, 2011

2 min read

Final score: ETFs 1, Leafs 0

Too much success can be a bad thing.

February 1, 2011

5 min read

MFDA issues reasons for decision in Fanelli, Torchia cases

A hearing panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada (“MFDA”) has issued its reasons for decision in connection with the hearings held in Toronto, Ontario on December 3, 2010 in the matters of Domenic Fanelli (Settlement Hearing) and Michele Torchia (Hearing on the Merits). A copy of the […]

By Staff |February 1, 2011

1 min read