Industry

Planning recipe for sandwich generation

As the New Year euphoria dies down, the veil lifts on a reality that’s not so bright and breezy. The year 2011 brings with it the burden of baby boomers, the oldest of whom, turning 65 this year, will trigger a wave of retirement. While many of them have some kind of financial plan, savings […]

By Vikram Barhat |January 10, 2011

4 min read

FMFD names new board

The Federation of Mutual Fund Dealers has announced its new board of directors for 2011. The new board consists of: Eileen di Cenzo, of HUB Capital, has been named treasurer. Federation of Mutual Fund Dealers currently represents dealer firms and affiliates with over $113 billion of assets under administration and more than 17 thousand licensed […]

By Staff |January 10, 2011

1 min read

ACCP names 2011 board of directors

The Association of Canadian Compliance Professionals has announced its board of directors for 2011, consisting of: The ACCP represents individuals who have chosen compliance as their career and who are dedicated to improving compliance operations within the mutual fund and exempt market dealer communities. It currently consists of 115 compliance professionals as active members across […]

By Staff |January 10, 2011

1 min read

MFDA makes findings against Sergio Gizzo

A disciplinary hearing in the matter of Sergio Peter Gizzo was held today in Toronto, Ontario before a three-person Hearing Panel of the MFDA’s Central Regional Council. After hearing submissions from Staff of the MFDA, the Hearing Panel found that the following allegation in the Notice of Hearing had been established: Allegation #1: Commencing May […]

By Staff |January 7, 2011

1 min read