Industry

Morgan Stanley client info on auctioned devices: SEC

The firm agreed to pay US$35 million to settle privacy violation allegations

By James Langton |September 20, 2022

2 min read

Regulators aim to help brokers on leave stay qualified

Model rules allow brokers to use continuing education to maintain status

By James Langton |September 20, 2022

1 min read

Nasdaq launches crypto custody service

The digital assets service responds to demand from institutional investors, the company said

By Daniel Calabretta |September 20, 2022

2 min read

For fund benchmarks, two or none is better than one

U.S. research finds that benchmarks matter in fund performance reporting

By James Langton |September 19, 2022

2 min read