Industry

IIROC hits Ng with record $5-million fine

The penalty follows allegations that he deceived lenders with fake collateral

By James Langton |June 1, 2022

2 min read

IIROC sanctions former exec over syndications

The SRO alleged the firm sought new issue allocations for its own account

By James Langton |May 31, 2022

1 min read

Deutsche Bank, subsidiary raided over ‘greenwashing’ claims

A former manager claimed the asset management firm exaggerated the environmental credentials of certain funds

By The Associated Press |May 31, 2022

1 min read

European regulators call for consistency in greenwashing fight

Guidance seeks more uniform approach to regulatory oversight

By James Langton |May 31, 2022

1 min read