Industry

iA Financial Group appoints new EVP and chief risk officer Fallback Image Decorative pattern

Industry

iA Financial Group appoints new EVP and chief risk officer

Philippe Sarfati comes to the company from Concentra Bank

By Daniel Calabretta |September 7, 2021

1 min read

RBC GAM to cap purchases of 11 funds RBC GAM to cap purchases of 11 funds

Industry

RBC GAM to cap purchases of 11 funds

The funds will close to new investors on Sept. 15

By Daniel Calabretta |September 7, 2021

1 min read

MFDA gets approval for client-focused reform rule amendments Fallback Image Decorative pattern

Industry

MFDA gets approval for client-focused reform rule amendments

The SRO has elected to maintain more prescriptive guidance around KYC reviews

By Katie Keir |September 3, 2021

1 min read

SEC charges multiple defendants over US$2B crypto scam Fallback Image Decorative pattern

Industry

SEC charges multiple defendants over US$2B crypto scam

The action involves online crypto-lending platform BitConnect and related individuals

By Staff |September 2, 2021

2 min read

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