Industry

HSBC settles regulatory concerns with BCSC

The firm agreed to pay more than $1 million to resolve concerns that investors were harmed when the firm cut ties with dealers

By James Langton |April 22, 2021

2 min read

SEC names new top cop

Former prosecutor Alex Oh will lead the U.S. regulator's enforcement division

By James Langton |April 22, 2021

1 min read

Horizons launches unhedged USD version of liquid alt bond fund

The ETF takes long and short positions in a variety of North American and global debt instruments

By Staff |April 22, 2021

1 min read

DB plan solvency in best position since financial crisis: FSRA

Defined-benefit pension funding rose in Q1, the Ontario regulator said

By James Langton |April 21, 2021

1 min read