Industry

Firms sanctioned for reps selling funds they didn’t understand

Two Wells Fargo firms are paying the SEC US$35 million

By James Langton |February 28, 2020

1 min read

Tipster rewarded with US$7M

The individual provided “extensive and sustained assistance” to the SEC

By James Langton |February 28, 2020

1 min read

Laurentian Bank misses expectations on Q1 profits

Chief executive Francois Desjardins says the bank will address its revenues and expenses

By The Canadian Press |February 28, 2020

1 min read

Richardson GMP rebrands as Richardson Wealth following deal

The firm has shored up more advisor support for the transaction announced earlier this week

By Mark Burgess |February 28, 2020

2 min read