Industry

FundEX to pay $300K in MFDA settlement

According to the settlement, the firm has taken action to correct the supervisory issues

By Staff |September 13, 2019

1 min read

Pot company allegedly bogarted investor funds

OSC says company execs used funds for personal gain

By James Langton |September 13, 2019

2 min read

What is your reward program rewarding?

An effective program capitalizes on advisors’ intrinsic motivations

September 13, 2019

4 min read

IRS provides tax relief for certain U.S. expats

If cross-border clients meet the strict requirements and comply, they'll pay no U.S. tax

September 13, 2019

2 min read