Industry

Alain Bergeron named EVP, CIO at iA Financial Group Fallback Image Decorative pattern

Industry

Alain Bergeron named EVP, CIO at iA Financial Group

He replaces Michel Tremblay, who retired at the end of May

By Staff |July 19, 2019

1 min read

FSRA seeks members for pension advisory committees Fallback Image Decorative pattern

Industry

FSRA seeks members for pension advisory committees

The committees will advise Ontario's new financial services regulator on three pension-related areas

By Staff |July 19, 2019

1 min read

Caldwell Investment Management to pay $1.8 million for best execution violations Fallback Image Decorative pattern

Industry

Caldwell Investment Management to pay $1.8 million for best execution violations

The OSC found the firm directed client trades through an affiliated dealer when better terms were available elsewhere

By James Langton |July 19, 2019

2 min read

Court rules in favour of former Manulife employee Fallback Image Decorative pattern

Industry

Court rules in favour of former Manulife employee

Senior customer relationship manager announced plans to retire, then decided to stay with the company

By Staff |July 19, 2019

1 min read

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