Industry

CSA proposes new non-GAAP disclosure requirements

Under current guidance, investors receive "potentially misleading or confusing disclosure"

By Staff |September 6, 2018

1 min read

Sentinel Financial Management fined $75k by MFDA

The firm is also the subject of a Financial and Consumer Affairs Authority of Saskatchewan investigation

By Staff |September 6, 2018

2 min read

TD Bank reports 12% quarterly profit gain

The bank ends a bullish earnings season with a $3.1-billion profit

By Staff, with files from The Canadian Press |September 6, 2018

2 min read

MFDA publishes guidance on intermediary arrangements

The MFDA has published final guidance on member intermediary arrangements. An intermediary is any financial institution, such as a bank, dealer or trust company, that has an arrangement with an MFDA member dealer to facilitate transactions. As part of the arrangement, the intermediary might provide services such as trade execution, custody, settlement or record keeping. […]

By Staff |September 5, 2018

1 min read