Industry

Responsible investment here to stay, despite hurdles

New survey looks at RI trends and hurdles

By Katie Keir |October 31, 2017

3 min read

Counsel Portfolio Services makes fund changes

Counsel Portfolio Services has made several changes to its products. Series D, DB and DT Renamed Effective immediately, all series D, DB and DT funds will be renamed to series F, F5 and FT, respectively. In addition, Counsel moves to a monthly advisory fee collection schedule for series F, F5 and FT, effective Jan. 1, […]

By Staff |October 27, 2017

2 min read

BCSC bans, fines two for market manipulation

A British Columbia Securities Commission (BCSC) panel has fined and permanently banned David Tuan Seng Lim and Michael Mugford from B.C.’s capital markets for market manipulation. Lim, a Vancouver resident, was an investment advisor who was registered under the Securities Act during the relevant period. Mugford was a Lions Bay, B.C. resident who was a […]

By Staff |October 26, 2017

2 min read

CSA to examine director and audit committee independence

CSA has launched a consultation on its approach to director and audit committee member independence. Consultation paper 52-404 Approach to director and audit committee member independence, published Thursday, outlines key historical developments related to CSA’s corporate governance regime, sets out its approach to determining director and audit committee member independence, and describes the approaches to […]

By Staff |October 26, 2017

1 min read