Industry

Ban on embedded commissions ideal but not imminent: OSC director

Informed investors will keep the industry on its feet

May 5, 2017

3 min read

Buffett cuts stake in IBM, sending stock down

Warren Buffett says he's sold about a third of his 81 million shares.

By Staff, with files from The Associated Press |May 5, 2017

1 min read

Former rep fined $45,000 for unsuitable investments

An IIROC dealer who made unsuitable investment recommendations resulting in client losses faces a six-month ban and a $45,000 fine. Daryl Rebeck, a Vancouver advisor at the time, made unsuitable recommendations to a couple in their sixties after he used margin trading and other investment strategies inconsistent with the clients’ objectives. An IIROC settlement agreement […]

By Staff |May 4, 2017

1 min read

CARP fee poll hits a nerve with advisors

Readers sound off, and we hear more from CARP

By Melissa Shin |May 4, 2017

6 min read