Industry

Trader to pay over $400K for fraud, impermissible trading: OSC

A trader and a related firm, Black Panther Trading, has to pay the OSC more than $400,000 in fines and costs after using clients’ investments for personal gain. The OSC is ordering Charles Goddard and Black Panther to permanently cease trading of any securities or derivatives. He is also banned from working as a director […]

By Staff |April 13, 2017

1 min read

When to trim troubled positions

Keep an eye on companies that no longer exhibit the fundamental drivers that led you to purchase them in the first place.

By Sarah Cunningham-Scharf |April 13, 2017

3 min read

Sprott’s mutual fund arm: We are profitable

“Not that material”: that’s how Sprott’s CFO characterized its mutual funds business’ earnings in 2016.

By Melissa Shin |April 12, 2017

3 min read

Time for advisors and robos to declare a truce

After all, research reveals investors want hybrid services

By Staff |April 12, 2017

2 min read