Industry

MFDA sanctions IPC for failure to supervise

Failing to adequately supervise two approved persons has resulted in sanctions for IPC Investment Corporation. A hearing panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada has issued its Reasons for Decision in connection with the firm’s settlement hearing held in Toronto on December 13, 2016. According to the hearing […]

By Staff |February 13, 2017

1 min read

Dundee Capital Partners now called Eight Capital

Eight Capital is the new name of Dundee Capital Partners. The name change follows a December 2016 purchase of Dundee Capital Markets assets from Dundee Corporation by an employee group, making the firm a stand-alone partnership. Read: Why partnerships make sense Also read: Does going fee-based save clients tax? Canaccord’s Canada AUA gains 32.5% over […]

By Staff |February 13, 2017

1 min read

What CRM2 reports and Fund Facts don’t tell you

You’ve likely focused most on what new compensation reports are going to tell clients. But also know what those reports are missing.

By Staff |February 10, 2017

2 min read

Will Trump’s deregulation really matter?

A status update on U.S. financial regulation

By Staff |February 10, 2017

3 min read