Industry

IIROC rep fined $45,000

An IIROC hearing panel reached a settlement agreement involving a $45,000 fine for registered rep Matteo Marricco.

By Staff |February 1, 2017

1 min read

PEI becomes third province to grant court access to IIROC

IIROC has been granted new legal powers in Prince Edward Island. The Office of the Superintendent of Securities for the province and IIROC have announced that, through an authorization order, IIROC now has authority to collect fines against individuals it has disciplined directly through the Supreme Court of Prince Edward Island. The order says the […]

By Staff |January 31, 2017

2 min read

Invesco releases new series for 2 ETFs

Invesco says the initial offering of two new series for two funds has closed.

By Staff |January 31, 2017

1 min read

NEO expands online brokerage network

Aequitas NEO Exchange has announced that TD Direct Investing has made real-time quotes and online trading available for NEO-listed securities.

By Staff |January 31, 2017

1 min read