Industry

CRA to tax registered investment fees paid from open accounts

If clients pay registered-account investment fees from open accounts, revisit that practice with them now

By Melissa Shin |December 19, 2016

3 min read

Institutional investors switching to alts

Hedge fund managers may find themselves under greater performance pressure

By Staff |December 19, 2016

2 min read

Worried about conflicts of interest? IIROC and MFDA are watching

Managing potential conflicts of interest is an important part of your job, as is meeting the compliance and disclosure requirements related to such conflicts.

By Katie Keir |December 16, 2016

3 min read

Mark your calendar: Jan release for embedded commissions paper

The Canadian Securities Administrators (CSA) is waiting until January 10, 2017 to publish a consultation paper about the option of discontinuing embedded commissions.

By Staff |December 16, 2016

1 min read