Industry

Sun Life adds coverage for people with HIV, cuts mandatory medical exams

Sun Life will now be offering coverage of more than $3 million for people living with HIV. In a release, the company calls this “the most coverage for the broadest range of ages in the Canadian industry,” adding that it will be rolling out HIV life coverage in other worldwide markets. Read: New fund from […]

November 21, 2016

1 min read

OSC staff members named to IOSCO

The International Organization of Securities Commissions (IOSCO) has elected new chairs and vice-chairs for its board committees. Two new chairs are OSC staff members. Read: Guidance for portfolio managers working with investment dealers Tracey Stern will chair the committee on regulation of secondary markets, and Paul Redman will chair the committee on emerging risks. Stern […]

November 21, 2016

1 min read

MFDA too lenient on pre-signed forms, going after dealer members

A CSA review found shortcomings in regulatory processes.

By Staff |November 21, 2016

2 min read

IIROC rep fined, suspended over due diligence failures

On November 4, 2016 a hearing panel of the Investment Industry Regulatory Organization of Canada accepted a settlement agreement, with sanctions, between IIROC staff and Sherman Dahl.

By Staff |November 21, 2016

2 min read