Industry

Finding banned advisors: our methodology

The methodology behind our investigation into banned advisors.

By Melissa Shin |June 14, 2016

2 min read

How banned IIROC and MFDA advisors can still sell insurance

Canada’s patchwork of regulators allows wrongdoers to handle clients’ finances years after they've been permanently banned from the securities industry.

By Melissa Shin |June 14, 2016

10 min read

How to stop banned reps from selling insurance

Our investigation has put the spotlight on a number of systemic but easily avoidable regulatory deficiencies.

By Melissa Shin |June 14, 2016

28 min read

IFIC offers 2 checklists to help elderly clients

In recognition of World Elder Abuse Awareness Day, IFIC has released two checklists aimed at helping advisors prepare for the challenges of working with aging investors.

By Staff |June 14, 2016

2 min read