Industry

Rep suspended, fined over unsuitable recommendations

On December 30, 2015, an IIROC hearing panel accepted a settlement agreement, with sanctions, between IIROC staff and Gary Clarke.

By Staff |January 22, 2016

2 min read

Top risks for new investors

Often, inexperienced investors don’t know how to choose the right advisors or where to get investment tips.

By Staff |January 22, 2016

1 min read

Three words for clients: Don’t sell low

A lesson that has stood the test of time.

By Philip Porado |January 22, 2016

2 min read

Crowdfunding exemption helps business owners

01 Crowdfunding exemption Securities commissions in Manitoba, Ontario, Quebec, New Brunswick and Nova Scotia published the final form of Multilateral Instrument 45-108 – Crowdfunding this past November. The instrument introduces a crowdfunding prospectus exemption that gives businesses greater access to capital from many investors through an online registered funding portal. Included in the exemption are […]

January 22, 2016

4 min read