Industry

Do Canadians value financial advice?

The vast majority of clients across Canada highly value advisors' services.

By Staff |November 18, 2015

1 min read

Former IIROC rep suspended, fined $30,000

On November 3rd, 2015, a hearing panel of the Investment Industry Regulatory Organization of Canada (IIROC) accepted a Settlement Agreement, with sanctions, between IIROC staff and Robert Connor.

By Staff |November 18, 2015

2 min read

How Canadians are squandering retirement savings

Many are saving enough for retirement, but haven't planned how they'll manage the funds.

By Staff |November 18, 2015

1 min read

Help define, manage risk for clients

IIROC has released a new bulletin to help explain the concept the risk.

By Staff |November 18, 2015

1 min read