Industry

Investors must beware of the “halo” effect: ESMA Investors must beware of the “halo” effect: ESMA

Industry

Investors must beware of the “halo” effect: ESMA

Selling regulated and unregulated products side by side poses risks to investors, firms

By James Langton |May 26, 2023

2 min read

Firm sanctioned over syndicated mortgage violations Fallback Image Decorative pattern

Industry

Firm sanctioned over syndicated mortgage violations

Brokerage, owner admitted to various contraventions of mortgage rules

By James Langton |May 26, 2023

1 min read

Ex-trader admits to second insider trading scheme Fallback Image Decorative pattern

Industry

Ex-trader admits to second insider trading scheme

Tips on upcoming mergers involving SPACs allegedly sent to friend

By James Langton |May 26, 2023

2 min read

Industry moves this week Industry moves this week

Industry

Industry moves this week

New appointments include senior executives with Harbourfront Wealth and AGF Management

By Katie Keir |May 26, 2023

2 min read

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