Industry

OSC handed out 2 jail terms in 2014

The OSC is focused on bolstering its enforcement program.

By Staff |March 3, 2015

4 min read

How investors check your registration history

CSA is helping investors check advisors' registrations before working with them.

By Staff |March 2, 2015

1 min read

SEC suspends trading in 128 companies

The Securities and Exchange Commission has suspended trading in 128 inactive companies.

By Staff |March 2, 2015

2 min read

Clients can get $20 electronics rebates

If your clients bought electronics between 1999 and 2002, they may now be able to file for rebates.

By Staff |March 2, 2015

1 min read