Industry News

How you can help clients with tax-loss selling

Inform clients of this year's tax-loss selling deadlines for Canadian- and U.S.-listed securities.

By Staff |December 11, 2015

1 min read

How much does Santa make?

In 2014, he made $139,924. Read more for a breakdown of wages based on the tasks he performs.

By Staff |December 11, 2015

2 min read

Be compliant when hiring

Make sure you only take on approved staff

By Jonathan Heymann |December 11, 2015

3 min read

OSC whistleblower program released

01 CSA publishes more research on mutual fund fees On October 22, CSA published new, independent research on how commissions affect mutual fund sales. The research follows a CSA literature review published in June. The research finds that positive past performance drives mutual fund flows; however, past performance affects flows differently, depending on fee structure: […]

December 11, 2015

6 min read