Industry News

Amidst volatility, Alberta investors remain calm

Despite uncertainty in energy markets and volatility in the stock markets, only 10% of Albertans feel now is a bad time to invest or add to their savings, according to an ATB Investor Services' survey.

By Staff |September 18, 2015

1 min read

Mutual fund fees under fire

Compliance roundup

By Allan Tong |September 18, 2015

4 min read

Mystery shopping catches some advisors off-guard

Most advisors behave themselves, even if they don't know a regulator's watching. But some are still failing the basics of advice.

By Staff |September 17, 2015

2 min read

CSA targets transparency in fixed-income market

The CSA has published for comment CSA Staff Notice 21-315 Next Steps in Regulation and Transparency of the Fixed Income Market, which describes the CSA’s plan to enhance fixed-income regulation.

By Staff |September 17, 2015

1 min read