Industry News

New best interest standards need clarity, says FINRA

The Financial Regulatory Authority is pushing back against a U.S. government proposal meant to cut down on conflicts on interest between brokers and investors.

By Staff |July 20, 2015

1 min read

TD settles suit over allegedly overlooking Ponzi scheme

TD Bank has reached a US $20 million settlement with members of a class action suit who allege the bank failed to detect a Ponzi scheme.

By Staff |July 17, 2015

1 min read

Advisor’s Edge Report contributor wins top planner award

Winners of the 2015 PlanPlus Global Financial Planning Awards have been announced and include Advisor.ca and Advisor’s Edge Report contributor Jason Pereira, a financial consultant with Bennett March | IPC Investment Corporation.

By Staff |July 17, 2015

1 min read

Distressed investing hits rough patch

Distressed bond investing has at times been a fruitful strategy over the past five to seven years, but recent numbers suggest it’s heading into a rough patch, according to Bloomberg.

By Staff |July 17, 2015

1 min read