Industry News

Industry moves this week

New CFO for RF Capital, plus other executive-level moves

By Jonathan Got |November 15, 2024

2 min read

CIRO sanctions supervisory lapses at Desjardins

Firm failed to oversee trading activity by a couple of its reps

By James Langton |November 15, 2024

2 min read

FSB sounds alarm on AI risk

Growing AI adoption poses rising financial stability risks too, group warns

By James Langton |November 14, 2024

3 min read

Advisors should be protected when serving vulnerable clients

IIAC calls for safe harbour or other statutory protections

By Kevin Press |November 14, 2024

2 min read