Industry News

Royal settles the case of the missing RESP grants

Firm was alerted to $1 million in missed grants by government review

By James Langton |October 23, 2024

2 min read

FINRA tightens rules around client lending

SRO curbs exemptions, toughens firms' approval requirements

By James Langton |October 23, 2024

1 min read

Goldman Sachs, Apple fined by CFPB

Firms' joint foray into consumer finance wasn't ready, regulator alleges

By James Langton |October 23, 2024

2 min read

Mutual fund sales slump, ETFs climb in September

Industry assets continue to climb, led by market gains, IFIC reports

By James Langton |October 22, 2024

2 min read