Industry News

Richardson GMP refuses OBSI request Fallback Image Decorative pattern

Industry

Richardson GMP refuses OBSI request

The Ombudsman for Banking Services and Investments says Richardson GMP is refusing to compensate several investors.

By Staff |April 16, 2014

1 min read

Most don’t know how investments are taxed Fallback Image Decorative pattern

Industry

Most don’t know how investments are taxed

59% are confused about how capital gains or dividend income is taxed.

By Staff |April 16, 2014

2 min read

IIROC continues to focus on seniors, suitability Fallback Image Decorative pattern

Industry

IIROC continues to focus on seniors, suitability

IIROC has released its second annual Enforcement Report, which demonstrates its continued focus on key strategic priorities, including misconduct relating to seniors and suitability. Read: Privacy rules to get tougher Consistent with previous years, cases involving seniors represented more than one-third of all IIROC’s disciplinary cases. Unsuitable investments were the most common complaints investigated in […]

By Staff |April 15, 2014

2 min read

Scotia iTrade drops commission to industry low Fallback Image Decorative pattern

Industry

Scotia iTrade drops commission to industry low

Scotia iTRADE has cut its commission to $4.99, from $6.99 per trade for highly active investors.

By Staff |April 15, 2014

1 min read

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