Industry News

IIROC releases revised proposal for debt trade reporting

IIROC has reissued for comment its revised Debt Transaction Reporting rule proposal for more timely surveillance and enhanced oversight of Canadian debt market activity.

By Staff |January 9, 2014

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CSA issues notice on KYC & KYP

The Canadian Securities Administrators (CSA) today published CSA Staff Notice 31-336 Guidance for Portfolio Managers, Exempt Market Dealers and Other Registrants on the Know-Your-Client, Know-Your-Product and Suitability Obligations (Notice).

By Staff |January 9, 2014

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Retirement saving top priority, survey shows

Reversing last year's results, more Canadians are citing saving for retirement as a top financial priority compared to paying off debt, according to the RBC RRSP Poll.

By Staff |January 9, 2014

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Russell taps Fiera to sub-advise

Fiera Capital Corporation has been selected by Russell Investments Canada Limited and U.K. based Russell Investments Company II PLC to sub-advise, respectively, the recently launched Russell Focused Global Equity Pool and the existing Russell Global Defensive Equity Fund.

By Staff |January 9, 2014

1 min read