Industry News

Trading disruption costs Knight $12 million

Knight Capital Americas will pay $12 million to settle charges it violated the SEC’s market access rule in connection with an August 2012 trading incident that disrupted the markets, the Commission announced today.

By Staff |October 16, 2013

4 min read

BlackRock’s Q3 profits up 15%

Asset management company BlackRock’s Q3 profit rose 15% due to the popularity of its iShares and retail business, Reuters reports.

By Staff |October 16, 2013

1 min read

Raymond James adds new senior VP

Richard Rousseau will be joining Raymond James’s Private Client Group on Jan. 1.

By Staff |October 16, 2013

1 min read

How business owners view money, retirement

Have you ever wished you could go inside the minds of your small-business-owning clients and prospects?

By Staff |October 16, 2013

2 min read