Industry News

How did Gatsby get so rich?

Although Gatsby comes from F. Scott Fitzgerald’s imagination, if he were a real man in the ‘20s, how did he become so great and how could he afford to throw such extravagant parties?

May 10, 2013

2 min read

NASAA supports reversing ruling that denies customer rights

The North American Securities Administrators Association has filed an amicus brief supporting FINRA’s efforts to overturn a decision by a FINRA hearing panel that allowed Charles Schwab & Company to prevent its customers from participating in class-action lawsuits.

By Staff |May 10, 2013

2 min read

Why Canadians don’t need wallets

More than half (68%) of Canadians between the ages of 18 and 44 own a smartphone.

By Staff |May 9, 2013

1 min read

MFDA issues $6 million fine

MFDA uncovers one of largest frauds in its history and hands down $6-million fine.

By Staff |May 9, 2013

3 min read