Industry News

OSC jails 2, issues $80M in penalties in 2012

The OSC’s enforcement activity for 2012 resulted in jail sentences for two and almost $80 million worth of penalties, the regulatory body revealed today.

By Staff |February 28, 2013

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Hedge fund analyst among 3 arrested for insider trading

An analyst at GLG, a high-profile hedge fund business, is one of three arrested in the UK on suspicion of insider trading, reports FT.com.

By Staff |February 28, 2013

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CMHC attempts to conceal foreclosure info

Canada Mortgage and Housing Corp. has been trying to get realtors “to keep consumers in the dark about whether the properties it sells are part of a foreclosure,” reports The Financial Post.

By Staff |February 28, 2013

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CSA amends prospectus rules

The Canadian Securities Administrators (CSA) announced today amendments to National Instrument (NI) 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions, NI 44-102 Shelf Distributions, NI 81-101 Mutual Fund Prospectus Disclosure, and related policies and consequential amendments.

By Staff |February 28, 2013

1 min read