Industry News

Enforcement director Khuzami to leave SEC

The Securities and Exchange Commission has announced that enforcement director Robert Khuzami will leave the agency. The New York Times says his departure marks the end of “an important chapter in the history of the agency.” It adds that SEC was both praised for coming down on Wall Street’s largest banks after the financial crisis, […]

By Wire services |January 9, 2013

1 min read

CFA Toronto partners with 7city Learning

CFA Society Toronto has announced a new partnership with 7city Learning, bringing live CFA program tuition and new programming to Toronto.

By Staff |January 9, 2013

1 min read

Regulator fines 2 men for illegal loan agreements

A British Columbia Securities Commission panel has fined and permanently banned two directors of a B.C. company who breached securities laws by selling securities without being registered.

By Staff |January 9, 2013

2 min read

Online trading company fined $65,000

An IIROC panel accepted a settlement agreement between IIROC staff and optionsXpress Canada Corp.

By Staff |January 9, 2013

1 min read