Industry News

Rule change to funnel complaints through OBSI

Take your disputes to the Ombudsman. That’s the simple take on CSA’s proposed amendments to National Instrument 31-103 that would require more securities market participants to put dispute resolutions through the Ombudsman for Banking Services and Investments. IIROC and MFDA rules already require participation in OBSI for resolution of client disputes. The change (which doesn’t […]

By Staff |November 15, 2012

2 min read

How to outperform

A new PriceMetrix report reveals how to predict an advisor's success.

By Melissa Shin |November 15, 2012

1 min read

Scotiabank completes ING acquisition

Scotiabank has completed its acquisition of ING DIRECT Canada from its Netherlands-based parent ING Group.

By Staff |November 15, 2012

1 min read

B.C. man sanctioned, fined $10,000

In a settlement agreement with the British Columbia Securities Commission, Sean Tan and Berkeley Coffee & Tea have admitted to illegally distributed securities in B.C.

By Staff |November 15, 2012

2 min read