Industry News

Segment your clients

The key to successful segmentation is a thoughtful analysis of your business, smart selection of clients, and a viable service platform to ensure clients who aren’t on your A-list don’t fall through the cracks.

By Keith Pangertitsch |May 23, 2012

5 min read

Institutional hedge fund investors demand transparency

Investors are demanding hedge fund managers increase their due diligence and transparency measures.

By Staff |May 22, 2012

1 min read

Execs caught swapping insider trading tips

The Securities and Exchange Commission has charged a former executive at Yahoo! Inc., along with a former mutual fund manager at an Ameriprise Financial subsidiary, with insider trading.

By Staff |May 22, 2012

1 min read

IIROC CEO to chair Investor Education Forum

IIROC says its president and CEO, Susan Wolburgh Jenah, will chair the International Forum for Investor Education (IFIE)—an alliance that promotes higher standards and information sharing in financial and investor education.

By Staff |May 22, 2012

1 min read