Industry News

Opportunities in the sideways market

There’s nary a bull or bear to be seen on Bay Street these days. That’s because we’re in a sideways market. That was the message Kim Shannon, president and chief investment officer of Sionna Investment Managers, presented at the firm’s Financial Market Review in Toronto yesterday.

By Brooke Smith |May 7, 2012

4 min read

Rep fined $10,000 for off-book sales

A settlement hearing in the matter of Stanley Wayne Parke was held in Calgary, Alberta before a hearing panel of the MFDA's Prairie Regional Council.

By Staff |May 4, 2012

1 min read

IFIC seeks changes to FATCA

The Investment Funds Institute of Canada has asked the U.S. Department of Treasury and Internal Revenue Service for changes to the proposed Foreign Account Tax Compliance Act (FATCA).

By Staff |May 4, 2012

2 min read

Regulation doesn’t stifle social media

It’s a familiar refrain in the financial services industry: I’d like to use social media, if only compliance would let me.

May 4, 2012

4 min read