Industry News

Informed investors create better markets Fallback Image Decorative pattern

Industry

Informed investors create better markets

A company with an underperforming division may be showing signs of a turnaround. Another may be restructuring, with new management willing to devote more capital to research and development.

March 22, 2012

2 min read

Inside covered calls Fallback Image Decorative pattern

Industry

Inside covered calls

If you're looking to mitigate the impact of volatility on client portfolios without increasing risk, a covered-call option may offer downside protection if used properly.

By Lisa MacColl |March 22, 2012

7 min read

Bogus portfolio manager fined $30,000 Fallback Image Decorative pattern

Industry

Bogus portfolio manager fined $30,000

An IIROC hearing panel accepted a settlement agreement with Daniel Biron, following the finding that he acted as a portfolio manager without proper registration from 2008-2009.

By Staff |March 21, 2012

1 min read

Auto dealers need succession advice Fallback Image Decorative pattern

Industry

Auto dealers need succession advice

Do you have a car dealer as a client? There’s a 1-in-3 chance they will be retired in the next year. Many need help with a succession plan.

March 21, 2012

3 min read

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