Industry News

Leverage use costs FundEX $100,000

A settlement hearing in the matter of FundEX Investments Inc. was held in Toronto, Ontario before a hearing panel of the MFDA's Central Regional Council.

By Staff |January 30, 2012

2 min read

RBC introduces new funds

RBC Global Asset Management Inc. announced today the launch of BlueBay Emerging Markets Corporate Bond Fund, RBC U.S. Mid-Cap Value Equity Fund and RBC U.S. Small-Cap Core Equity Fund for individual and institutional investors in Canada.

By Staff |January 30, 2012

2 min read

Regulators set rules for ratings agencies

The Canadian Securities Administrators announced today the adoption of National Instrument 25-101 Designated Rating Organizations, which will impose requirements on credit rating organizations wishing to have their credit ratings eligible for use in securities legislation.

By Staff |January 27, 2012

2 min read

MFDA fines Stuart Mutuals $45,000

A settlement hearing in the matter of W. H. Stuart Mutuals Ltd. was held today in Toronto, Ontario before a hearing panel of the MFDA's Central Regional Council.

By Staff |January 27, 2012

2 min read